Emperor
This article is about Emperor/Empress in the meaning of "monarch", for all other uses, see: Emperor (disambiguation) or Empress (disambiguation)An
emperor is a (male)
monarch, usually the
sovereign ruler of an
empire or another type of imperial realm.
Empress is the feminine form. As a title, "empress" may indicate the wife of an emperor (
empress consort) or a woman who is a ruling monarch (
empress regnant). Emperors are generally recognised to be above
kings in
honour and
rank.
Both kings and emperors are
monarchs. There is no single rule to distinguish the one from the other: several factors, like interpretations of historians, the size and characteristics of the governed realm, and the title(s) chosen by the monarch play a part in distinguishing the one from the other. General characteristics indicating that a monarch is to be considered an emperor rather than a king include:
* The monarch goes by a title that usually translates as "emperor" in English, and/or is accepted as the equivalent of "emperor" in international diplomatic relations;
* The monarch rules (de facto or nominally) over other monarchs, without stripping monarchy-related titles from these subjects ("
vassals" or non-sovereign monarchs);
* The monarch rules several formerly sovereign countries, or peoples from different nations or ethno-cultural provenance.
* The monarch assumes divine or other high-ranked religious characteristics (see:
imperial cult,
caesaropapism);
* European (
Christian) tradition: The monarch traced his imperial title to Roman precedent or recognition by a Roman (Byzantine) emperor or supreme ecclesiastical official (the Pope or the Oecumenical Patriarch), see also:
translatio imperii.
Where the title chosen by the monarch has become a separate concept in the English language, the distinction whether this monarch would have been an "emperor" or a "king" is often no longer made: for instance
caliph,
sultan or
khan as a concept of a type of monarch is usually defined separately, making it redundant to apply the emperor/king distinction to these types of
monarchy.
Roman and Byzantine Emperors
In the Roman tradition a large variety in the meaning and importance of the Imperial form of monarchy developed: in
intention it was always the highest office, but it could as well fall down to a redundant title for nobility that had never been near to the "Empire" they were supposed to be reigning. Also the
name of the position split in several branches of Western tradition, see section on the
Origin of the Western terminology below.
Importance and meaning of
Coronation ceremonies and
regalia also varied within the tradition: for instance
Holy Roman Emperors could only be crowned emperor by the
pope, which meant the coronation ceremony usually took place in Rome, often several years after these emperors had ascended to the throne (as "king") in their home country. The first
Latin Emperors of Constantinople on the other hand had to be present in the newly conquered capital of their Empire, because that was the only place where they could be granted to become Emperor.
Early
Roman Emperors on the other hand avoided any type of ceremony or regalia different from what was already usual for
republican offices in the
Roman Republic: the most intrusive change had been changing the color of their robe to
purple. Later new symbols of worldly and/or spiritual power, like the
orb became an essential part of the Imperial accessories.
Rules for indicating successors also varied: there was a tendency towards
male inheritance of the supreme office, but as well election by noblemen, as ruling Empresses (for empires not too strictly under
salic law) are known. Ruling monarchs could additionally steer the succession by adoption, as often occurred in the two first centuries of Imperial Rome. Of course, intrigue, murder and military force could also mingle in for appointing successors, the Roman Imperial tradition made no exception to other monarchical traditions in this respect. Probably the epoch best known for this part of the Imperial tradition is
Rome's third centuryAncient Rome - origin of Western terminology
see: Roman EmperorWhen
Republican Rome turned into a
monarchy again, in the second half of the 1st century BC, at first there was no name for the title of the new type of monarch: ancient Romans abhorred the name
Rex ("king"), and after
Julius Caesar also
Dictator (which was an acknowledged office in Republican Rome, Julius Caesar not being the first to hold it).
In fact
Augustus, who can be considered the first
Roman Emperor, avoided naming himself anything that could be reminding of "monarchy" or "dictatorship". Instead, these first Emperors constructed their office as a complicated collection of offices, titles, and honours, that were consolidated around a single person and his closest relatives (while in the republic the "taking of turns", often in shared offices, had been the principle for passing on power). These early Roman emperors didn't need a specific name for their monarchy: they had enough offices and powers accumulated so that in any field of power they were "unsurpassable", and besides: everybody just
knew they had supreme power. If needed that supreme power could be demonstrated by a process for high treason, exile, poisoning, or whatever, for those who gave semblance not to understand.
As the first Roman Emperors did not rule by virtue of any
particular republican or senatorial office, the
name given to the office of "
head of state" in this new monarchical
form of government became different depending on tradition, none of these traditions consolidated in the early days of the
Roman Empire:
*
Princeps (as, for example, in
Tacitus'
Annals). This tradition did not continue. An echo can be found in
Niccolò Machiavelli's
The Prince, where "Prince" is used as a generic name for "monarch", and later in the first dynasties of Imperial monarchs of ancient Rome being called
principate by historians. This name for the Roman monarch appears to go back to the office of
Princeps senatus (which can be translated as "president of the senate"), an office since Augustus held exclusively by the ruling monarch.
*
Caesar (as, for example, in
Suetonius'
Twelve Caesars). This tradition continued in many languages: in
German it became "
Kaiser"; in certain
Slavic languages it became "
Tsar"; in
Hungarian it became "
Császár", and several more variants. The name derived from
Julius Caesar's
cognomen "Caesar": this cognomen was adopted by all Roman emperors, exclusively by the ruling monarch after the
Julio-Claudian dynasty had died out. In this tradition Julius Caesar is sometimes described as the first Caesar/emperor (following Suetonius).
*
Augustus was the
honorific first bestowed on Emperor Augustus: after him all Roman emperors added it to their name. Although it had a high symbolical value, something like "akin to divinity", it was generally not used to indicate the office of
Emperor itself. Exceptions include the title of the
Augustan History, a half-mockumentary biography of the Emperors of the 2nd and 3rd century. Augustus had (by his last will) granted the feminine form of this honorific (
Augusta) to his wife. Since there was no "title" of Empress(-consort) whatsoever, women of the reigning dynasty sought to be granted this honorific, as the highest attainable goal. Few were however granted the title, and certainly not as a rule all wives of reigning Emperors.
*
Imperator (as, for example, in
Pliny the Elder's
Naturalis Historia). In the
Roman Republic Imperator meant "(military) commander". In the late Republic, as in the early years of the new monarchy,
Imperator was a title granted to Roman generals by their troops and the
Roman Senate after a great victory, roughly comparable to
field marshal. For example, in 15 AD
Germanicus was proclaimed
Imperator during the reign of his adoptive father
Tiberius. Soon thereafter "Imperator" became however a title reserved exclusively for the ruling monarch. This led to "Emperor" in
English and, among other examples, "Empereur" in
French. The Latin feminine form
Imperatrix only developed after "Imperator" had gotten the connotation of "Emperor".
* : although the Greeks used equivalents of "Caesar" (Καίσαρ) and "Augustus" (in two forms: or translated as /"Sebastos") these were rather used as part of the name of the Emperor than as an indication of the office. Instead of developing a new name for the new type of monarchy, they used ("autokratōr", only partly overlapping with the modern understanding of "
autocrat") or ("
basileus", until then the usual name for "
sovereign"). "Autokratōr"
could be seen as a translation of the Latin "Imperator" (it was certainly used as its replacement in Greek-speaking part of the Roman Empire), but also here there is only partial overlap between the meaning of the original Greek and Latin concepts. For the Greeks "Autokratōr" was not a military title, and was closer to the Latin
dictator concept ("the one with unlimited power"), before it came to mean Emperor. Basileus appears not to have been used exclusively in the meaning of Emperor before the 7th century, although it was a standard informal designation of the emperor in the Greek-speaking East.
After the problematic
year 69, the
Flavian Dynasty reigned for about half a century. The succeeding
Nervan-Antonian Dynasty, ruling for most of the
2nd century, stabilised the Empire. This epoch became known as the era of the
Five Good Emperors, and was followed by the short-lived
Severan Dynasty.
In the
3rd century Barracks Emperors succeeded one another at short intervals. The next period, known as the
Dominate, started with the
Tetrarchy installed by
Diocletian.
Through most of the
4th century, there were separate emperors for the
Western and
Eastern part of the Empire. Although there were several dynastic relations between the Emperors of both parts, they also often were adversaries. The last Emperor to rule a unified Roman Empire was
Theodosius. Less than a
century after his death in
395, the last Emperor of the Western half of the Empire was driven out.
The Eastern Emperors after 476
see Byzantine Emperor=Byzantine Emperors (Second Rome)
=
 |
Under Justinian I, reigning in the 6th century, parts of Italy were for a few decades (re)conquered from the Ostrogoths: that's why this famous mosaic, featuring the Byzantine emperor in the center, can be admired at Ravenna. |
Historians generally call the eastern part of the Roman Empire the
Byzantine Empire due to its capital
Constantinople, whose ancient name was
Byzantium (now
Istanbul). After the fall of Rome to
barbarian forces in
476, the title of "emperor" lived on in rulers of Constantinople (
New Rome).
The Byzantine Emperors completed the transition from the idea of the Emperor as a semi-republican official to the Emperor as a traditional monarch when Emperor
Heraclius retained the title of
Basileus, already a synonym for "Emperor" (but which had earlier designated "King" in
Greek) in the first half of the
seventh century. A specifically Byzantine development of emperor's position was
cesaropapism, position as leader of christians.
In general usage, the Byzantine imperial title evolved from simply "emperor" (
basileus), to "emperor of the Romans" (
basileus tōn Rōmaiōn) in the 9th century, to "emperor and autocrat of the Romans" (
basileus kai autokratōr tōn Rōmaiōn) in the 10th
[George Ostrogorsky, "Avtokrator i samodržac", Glas Srpske kraljevske akadamije CLXIV, Drugi razdred 84 (1935), 95-187]. In fact, none of these (and other) additional epithets and titles had ever been completely discarded.
The Byzantine empire produced also three reigning empresses:
Irene,
Zoe, and
Theodora.
=Latin Emperors
=In
1204, the
Fourth Crusade captured Constantinople, and soon established a
Latin Empire of Constantinople under one of the Crusader leaders. The Latin Empire was, however, unable to consolidate control of the whole of the former territories of the Byzantine Empire. Driven out of Constantinople in
1261 some territories in Greece still recognized their authority for some time. Eventually, the Imperial title became redundant and did not even contribute any longer to the prestige of the noblemen in their own country: it remained dormant after
1383.
=Byzantine ('Greek') Emperors after the 4th Crusade
=In Asia Minor, after being driven out of Constantinople, relations of the last pre-Crusader emperors established the
Empire of Nicaea and the
Empire of Trebizond. Similarly, the
Despotate of Epirus was founded in the Western Balkans (the rulers of the latter took the title of Emperor for a short time following their conquest of Thessalonica in
1224).
Eventually, the Nicaean Emperors were successful in reclaiming the Byzantine imperial title. They managed to force Epirus into submission and retake Constantinople by
1261, but Trebizond remained independent. The restored Byzantine empire finally fell due to
Ottoman invasion in
1453. The
Trapezuntines held on until
1461.
Frankish revival of the first Roman title
See: Holy Roman EmperorAfter the discontinuation of the title of Emperor in
Western Europe, it was revived in the
Middle Ages. What connected these Emperors to "Rome" was that they were supposed to be crowned by the
Pope, usually in
Rome. So in this branch of Roman Emperors, Roman had an implied connotation of
Roman Catholic, hence the epithet
Holy.
=Charlemagne and the Carolingian heirs
=On
25 December ,
800,
Charles I,
King of the Franks, was crowned Emperor by
Pope Leo III in
Rome. This was seen both as a reaction to the supposed vacancy of the Eastern Empire, due to the presence of a woman,
Irene on the throne in Constantinople, and as a revival of the
Western Roman Empire, and descendants of Charlemagne continued to be crowned in Rome through the 9th century. The increasing divisions within the Frankish lands, however, led to a suspension of the office.
=Holy Roman Emperors
=
In
962,
Otto I, King of the Eastern Franks was again crowned Emperor by the Pope. His successors became known as
Holy Roman Emperors. The
Holy Roman Empire, such as it was, consisted of the
German Kingdoms,
Italy, and
Burgundy (including most of the
Low Countries), but it continued to have theoretical claims of universal suzerainty over the Latin west.
After the 13th century and the fall of the
Hohenstaufen dynasty, the universalistic aspirations of the Emperors became increasingly theoretical, and their control over Italy, still seen as the locus of the proper empire, became increasingly tenuous. Rather than being hereditary, emperors were chosen by the
prince-electors, in a process codified by the
Golden Bull of 1356.
Coronations in Rome became rarer and rarer, until in
1508, King
Maximilian I, after receiving permission from the pope, declared himself Emperor-Elect without having been crowned in Rome. Although Maximilian's grandson and successor,
Charles V, was crowned in
Bologna in
1530 by the Pope, he was the last, and thereafter the position of Holy Roman Emperor was a wholly German post until the Empire's dissolution in
August 6,
1806.
Even in Germany itself, real control was increasingly tenuous, as various local princes increased their power, so that the
Habsburg emperors who ruled almost continuously from
1438 until the end of the empire derived their power much more from their hereditary lands in the south-eastern part of the monarchy than from their position as emperor. As religious differences added to the tensions, compromise was needed (
Peace of Augsburg,
1555). The
Habsburg dynasty attempted to reassert authority over the Empire in the
Thirty Years' War, which ended with the
Peace of Westphalia (
1648) that recognized princes sort of sovereign instead of dependents.
The impotence of the Emperors' position became most nakedly apparent during the brief reign of
Charles VII from
1742 to
1745. As
Duke of Bavaria, Charles was the only non-Habsburg emperor for the last three hundred fifty years of the empire's existence, and his utter inability even to protect his own hereditary lands from the forces of his enemy,
Maria Theresa, the Habsburg heiress, showed how empty the position of Holy Roman Emperor had become.
The conquests of the French revolutionary armies in the 1790s made the Empire itself untenable, so that Emperor
Francis II in
1804 took the title of
Emperor of Austria (see below), and ultimately, allowed the dissolution of the Holy Roman Empire a few years later.
Overview
Byzantium's Orthodox heirs: Bulgaria, Serbia, Russia
Byzantium's close cultural and political interaction with its Balkan neighbors
Bulgaria and
Serbia, and with Russia (Kievan Rus', then Muscovy) led to the adoption of Byzantine imperial traditions in all of these countries.
Bulgaria
In
913 Simeon I of Bulgaria was crowned emperor (
tsar) in a makeshift ceremony officiated by the
Patriarch of Constantinople and imperial regent Nicholas I Mystikos outside of the Byzantine capital. This unpopular concession was swiftly revoked by the succeeding Byzantine government, and the decade
914–
924 was spent in destructive warfare between Byzantium and Bulgaria over this and other matters of conflict. The Bulgarian monarch, who had further irritated his Byzantine counterpart by claiming the title "emperor of the Romans" (
basileus tōn Rōmaiōn), was eventually recognized, albeit reluctantly, as "emperor of the Bulgarians" (
basileus tōn Boulgarōn) after a meeting with the Byzantine Emperor
Romanos I Lakapenos in
924. The concession was confirmed at the conclusion of permanent peace and a dynastic marriage in
927. In the meantime, the Bulgarian imperial title may have been also confirmed by the
Pope. The title was recognized anew after Bulgaria recovered its independence following a period of Byzantine Domination (
1018–
1185). In its final simplified form, it read "emperor and autocrat of all Bulgarians and Greeks" (
car i samodăržec na vsički bălgari i gărci in the modern vernacular). The "Greek" component in the Bulgarian imperial title indicates both rulership over Greek-speakers and the derivation of the imperial tradition from the Romans (represented by the "Greek" Byzantines). 14th-century Bulgarian literary compositions clearly denote the Bulgarian capital (
Tărnovo) as a successor of
Rome and
Constantinople, in effect, the "Third Rome". It should be noted that after Bulgaria obtained complete independence from the
Ottoman Empire in
1908, its monarch took the traditional title of "tsar", but was recognized internationally only as a king.
Serbia
In
1345 the Serbian King
Stefan Uroš IV Dušan proclaimed himself emperor (
tsar) and had himself crowned as such at
Skopje on
Easter 1346 by the newly created Patriarch of Serbia, and by the Patriarch of Bulgaria and the autocephalous Archbishop of Ohrid. His imperial title was recognized by Bulgaria and various other neighbors and trading partners but not by the Byzantine Empire. In its final simplified form, the Serbian imperial title read "emperor of Serbians and Greeks" (
car srbljem i grkom in the modern vernacular). It was only employed by Stefan Uroš IV Dušan and his son Stefan Uroš V in Serbia (until his death in
1371), after which it became extinct. A half-brother of Dušan, Simeon Uroš, and then his son Jovan Uroš, claimed the same title, until the latter's abdication in
1373, while ruling as dynasts in
Thessaly. The "Greek" component in the Serbian imperial title indicates both rulership over Greek-speakers and the derivation of the imperial tradition from the Romans (represented by the "Greek" Byzantines).
Russia
In
1472, the niece of the last Byzantine emperor,
Sophia Palaiologina, married
Ivan III, grand prince of Moscow, who began championing the idea of Russia being the successor to the Byzantine Empire. This idea was represented more emphatically in the composition of the monk Filofej addressed their son
Vasili III. After ending Muscovy's dependence on its
Mongol overlords in
1480, Ivan III had begun the usage of the titles emperor (
tsar) and autocrat (
samoderžec' ). His insistence on recognition as such by the emperor of the
Holy Roman Empire since
1489 resulted in the granting of this recognition in
1514 by Emperor
Maximilian I to Vasili III. His son
Ivan IV emphatically crowned himself emperor (
tsar) on
16 January,
1547.
On
31 October ,
1721 Peter I was crowned emperor with a new style,
"imperator", which is a westernizing form equivalent to the traditional Slavic title
"tsar". He based his claim partially upon a letter discovered in
1717 written in
1514 from
Maximilian I to
Vasili III, Sophia's son and Ivan IV's father, in which the Holy Roman Emperor used the term in referring to Vasili. The title has not been used in
Russia since the abdication of Emperor
Nicholas II on
15 March,
1917. The apparent distinction between the titles of "tsar" and "imperator" in post-
1721 usage have led to the mistaken impression that the title of "tsar" is an intermediate rank between those of "emperor" and "king", or else equivalent to the latter.
Imperial Russia produced four reigning empresses, all in the
eighteenth century.
Further Western traditions and revivals (and their derivatives)
Heirs of the Holy Roman Empire
=Austria
=
see: Emperor of AustriaOn
11 August ,
1804 anticipating the eventual collapse of the
Holy Roman Empire at the behest of Napoleon I,
Francis II of the Holy Roman Empire assumed the additional title of
Emperor of Austria (as Francis I thereof). The precaution was a wise one, because two years later on
August 6 1806 he was obliged to proclaim the dissolution of the Holy Roman Empire.
Emperor
Karl of Austria, the last ruling hereditary monarch in that country, "relinquished every participation in the administration of the State" on
November 11 1918.
=Germany
=Following victory after the
Franco-Prussian war and the founding of the
German Empire, the
Prussian king had himself crowned
German Emperor as
Wilhelm I on
January 18 1871, as part of the competition with the Emperor of Austria (whose Habsburg dynasty had de facto been hereditary in the Holy Roman Empire for centuries) for dominance in the German-speaking lands. With defeats in
World War I and
revolution breaking out,
Emperor Wilhelm II abdicated on
9 November 1918 and a
republic was established.
Other Emperors residing in Western Europe
=France: the Napoleons
=
|
One of the most notorious Imperial coronation ceremonies was that of Napoleon, crowning himself Emperor in the presence of Pope Pius VII (who had blessed the regalia), at the Notre Dame Cathedral in Paris. The painting by David commemorating the event is equally famous: the gothic cathedral restyled style Empire, supervised by the mother of the Emperor on the balcony (a fictional addition, while she had not been present at the ceremony), the pope positioned near the altar, Napoleon proceeds to crown his then wife, Joséphine de Beauharnais as Empress. |
This dynasty had three empires for only two true reigns.
See also: First French EmpireNapoléon Bonaparte who was already First Consul of the French Republic (
Premier Consul de la République française) for life, declared himself
Emperor of the French (
Empereur des Français) on
May 18,
1804. Despite being ruled by an emperor, it continued to be the
French Republic (
République Française) until
1808, when it was renamed the
French Empire (
Empire Français).
Napoleon relinquished the title of Emperor of the French on
6 April and again on
April 11,
1814. Napoleon's infant son,
Napoleon II, was recognized by the Council of Peers, as Emperor from the moment of his father's abdication, and theoretically reigned as "Emperor" for fifteen days,
June 22 to
July 7 of 1815.
Elba
Since
3 May 1814, the Sovereign Principality of
Elba was created a miniature non-hereditary Monarchy under the exiled French Emperor Napoleon I. Napoleon I was allowed, by the treaty of Fontainebleau with (
27 April), to enjoy, for life, the imperial title. The islands were
not restyled an empire.
On
26 February 1815, Napoleon abandoned Elba for France, reviving the French Empire for
Hundred Days; as this broke the terms of his parole, the Allies declared an end to Napoleon's sovereignty over Elba on
25 March 1815, and on
31 March 1815 Elba was ceded to the restored grand-duchy of
Tuscany by the Congress of Vienna. After his final defeat, Bonaparte was stripped of every imperial privilige during his second exile to Atlantic Isle of
St. Helena.
Second French Empire
See also: Second French EmpireNapoleon I's nephew
Napoleon III resurrected the title on
December 2,
1852 after establishing the
Second French Empire in a presidential
coup. He reigned as a constitutional Monarch. His endeavours to return to France its imperial status included setting up a
Habsburg Archduke as vassal emperor in
Mexico, but failed. He lost the throne when he was deposed on
September 4,
1870 by the
Third Republic in the aftermath of the defeat in the Franco-German war.
=Spain
=King
Sancho III of Navarre declared himself emperor of Spain in
1034. His son,
Ferdinand I of Castile also took the title in
1039. Ferdinand's son,
Alfonso VI of Castile took the title in
1077. Alfonso VI's grandson,
Alfonso VII was the only one who actually had an imperial coronation in
1135.
The title was not exactly hereditary but self proclaimed by those who had, wholly or partially, united the Christian northern part of the
Iberian peninsula, often at the expense of killing rival siblings. The popes and Holy Roman emperors protested at the usage of the imperial title as a usurpation of leadership in western Christendom. After Alfonso VII's death in
1157, the title was abandoned.
=English/British Emperors and Empresses
=
In the late
3rd century, by the end of the epoch of the
barracks emperors in Rome, there were two
Britannic Emperors, reigning for about a decade.
Several English monarchs would characterise their dominion as "Empire" and/or aspire to a power with high-ranked religious authority (in a
caesaropapism type of tradition). In some instances even official documents did make reference to the
Imperial Crown. However, this did not lead to the creation of the
title of Emperor in England.
In 1801,
George III rejected the title of Emperor.
The only Epoch when British monarchs were given the title of
Emperor in a dynastic succession started when the title
Empress of India was created for
Queen Victoria. When a royal marriage made it obvious to the British in
1877 that their Queen Victoria would be outranked by her
own daughter who would someday become German Empress, the British government led by
Prime Minister Benjamin Disraeli, conferred the additional title
Empress of India by an Act of Parliament; it was also formally justified as the expression of Britain succeeding as
paramount ruler of the subcontinent the former Mughal '
Padishah of Hind', using indirect rule through hundreds of
princely states formally under protection, not colonies, but accepting the British Sovereign as their 'feudal' suzerain. That title was relinquished by
George VI with effect from
August 15 1947, when
India was granted independence.
Two decades earlier the
Royal and Parliamentary Titles Act 1927 had stated that the United Kingdom and the dominions were "equal in status, in no way subordinate one to another in any aspect of their domestic or external affairs, though united by common allegiance to the Crown, and freely associated as members of the
British Commonwealth of Nations". Along with the
Statute of Westminster, 1931 this changed the way the British parliamentary monarchy ruled the overseas dominions, moving from a colonial British Empire towards a new structure for the interaction between the
Commonwealth Realms and the Crown.
(Post-)colonial emperors modeled on Europe
=The Post-columbian Americas
=
|
Pedro II Emperor of Brazil in regalia at the opening of the General Assembly (oil painting by Pedro Américo). |
Brazil
Brazil declared independence from
Portugal in
1822, and made
Dom Pedro, eldest son of the then-King of Portugal, who was acting as
regent, Emperor as Pedro I on
12 October. The empire came to an end with the overthrow of Emperor
Pedro II in
1889.
Haiti
Haiti was declared an empire by its ruler,
Jean-Jacques Dessalines, who made himself Jacques I, in
20 May,
1805. He was assassinated the next year. Haiti again became an empire from
1849 to
1859 under
Faustin Soulouque.
|
The execution of Emperor Maximilian (1867) - painting by Édouard Manet. |
Mexico
In
Mexico, there were two short-lived attempts to create an Empire.
Agustín de Iturbide, the general who helped secure Mexican independence from Spanish rule, was proclaimed Emperor Agustín I in
12 July,
1822, but was overthrown the next year.
In
1863, the invading French under Napoleon III (see above), in alliance with Mexican conservatives, proclaimed an empire and invited
Archduke Maximilian, younger brother of the Austrian Emperor, to become emperor as Maximilian I. The childless Maximilian also adopted Agustín's grandson as his heir to bolster his claim. After the withdrawal of French protection in
1867, Maximilian was captured and executed by liberal forces.
=Central African Empire
=In
1976, President
Jean-Bédel Bokassa of the
Central African Republic, proclaimed the country to be the
Central African Empire, and made himself Emperor as Bokassa I. The expenses of his coronation ceremony actually bankrupted the country. He was overthrown three years later and the republic was restored.
History on other imperial traditions
Pre-Columbian American traditions
Aztec Emperors
The only
pre-Columbian North American rulers to be commonly called emperors were the
Hueyi Tlatoani of the
Aztec Empire (
1375–
1521). Spanish
conquistador Hernán Cortés slew Emperor
Cuauhtémoc and installed puppet emperors who became vassals for
Spain. Mexican
Emperor Maximilian built his palace over the ruins of the Aztec one at
Chapultepec.
Inca Emperors
The only pre-Columbian South American rulers to be commonly called emperors were the
Sapa Inca of the
Inca Empire (
1438–
1533). Spanish conquistador
Francisco Pizarro, conquered the Inca for the royal crown of Spain, killed Emperor
Atahualpa, and installed puppets as well.
Pre-colonial Africa:
Ethiopia
see: Emperor of EthiopiaIn
Ethiopia, the
Solomonic dynasty used, beginning in
1270, the title of "" which also translates to Emperor and is literally "King of Kings". The use of the
king of kings style began a millennium earlier in this region, however, with the title being used by the Kings of
Aksum, beginning with
Sembrouthes in the 3rd century. Another title used by this dynasty was "
Itegue Zetopia".
"Itegue" translates as Empress, and was also used by the only female reigning Empress,
Zauditu, along with the official title
Negiste Negest (Queen of Kings).
In
1936, the Italian king
Victor Emmanuel III took the title of
Emperor of Ethiopia when that country was under Italian occupation and made part of a colonial entity . After the defeat of the Italians by the
British (
1941),
Haile Selassie was restored to the throne but Victor Emmanuel did not relinquish his claim to the title until
1943.
The Rastafari claimed Selassie as God incarnate before and even more so after the
Second World War (see
Rastafari) which he did not endorse, though he was sympathetic. He was deposed in
1974, the imperial title ending the next year when his son, who had succeeded him, was deposed and exiled.
Far East
Chinese subcontinent
=Qin tradition
=
see: Emperor of ChinaIn
221 BC, Ying Zheng, who was
king of
Qin at the time, proclaimed himself
shi huangdi, which translates as "first emperor".
Huangdi is composed of
huang ("august one") and
di ("sage-king"), and referred to legendary/mythological sage-emperors living several millennia earlier, of which three were
huang and five were
di (the
sānhuáng w"dì (三皇"帝), sometimes spelled
ti, see:
The Three August Ones and the Five Emperors). Thus Zheng became
Qin Shi Huang, abolishing the system where the
huang/
di titles were reserved to dead and/or mythological rulers.
The imperial title continued in
China until the
Qing dynasty was overthrown in
1912. The title was briefly revived from
December 12,
1915 to
March 22,
1916 by President
Yuan Shikai and again in early July,
1917 when General
Zhang Xun attempted to restore last Qing emperor
Puyi to the throne. Puyi retained the title and attributes of a foreign emperor, as a personal status, until
1924.
In general, an emperor would have one empress (
Huanghou, 皇后) at one time, although posthumous entitlement to empress for a
concubine was not uncommon. The earliest known usage of empress was in the
Han Dynasty. The emperor would generally select the empress from his
harem. In subsequent dynasties, when the distinction between wife and concubine became more accentuated, the
crown prince would have chosen an empress-designate before his reign.
Imperial China produced only one reigning empress,
Wu Zetian, and she used the same Chinese title as an emperor (
Huangdi, 皇帝).
=Manchuria
=The
Khitan Empire was founded in this region on
907. They were overthrown by the
Jurchen Jin Empire (
1115–
1234) which was in turn conquered by Mongol armies. In
1616,
Ming China's Jurchen vassal,
Nurhaci, rebelled and crowned himself emperor of the renamed
Manchus. His successors, the
Qing dynasty, conquered China in
1644 and reigned until
revolution toppled them in
1912. After the Japanese occupied
Manchuria in
1931, they proclaimed it to be the Empire of
Manchukuo, and
Puyi, the last Qing emperor of China, became puppet emperor. This puppet state came to an end with the Japanese defeat in
1945.
Mongol Emperors of the Yuan dynasty
The title
Khagan (
khan of khans or grand khan) was held by
Genghis Khan, founder of the
Mongol Empire in
1206. When the empire, the largest the world had ever seen, was partitioned, the
Yuan dynasty Great khans in the richest realm, China (where they also took the native title
huangdi) were nominal rulers of the whole Mongol empire, but in fact the Khans of several major hordes would remain independent. After being overthrown in China by the
Ming dynasty, the Yuan fled back to
Mongolia and were subsequently known to historians as the
Northern Yuan. They kept their title of Grand Khan until the
Manchu emperor
Hong Taiji (yet another Chinese dynasty) forced them to surrender it in
1634.
Only the Yuan Emperors of China between
1279 and
1368 are normally referred to as Emperors in English.
Japan
See Emperor of Japan |
Emperor Hirohito (裕仁), or the Shōwa Emperor (昭'天皇), the last Japanese Emperor having ruled with extended monarchical powers, combined with claims of divinity (photographed 1926). |
In
Japan, the ruler in Yamato court was called
"Tennō" (天皇) (heavenly emperor), which in Western languages is equivalent to
Emperor of Japan. Like in early Western tradition, the highest position of secular power was combined with the highest religious office (comparable with the Roman Emperor also being
pontifex maximus) and claims of godhood (see
Arahitogami). In several eras, the high-priestly role of the Monarch has even been paramount, with a no more than formal secular role.
Japanese monarchs placed themselves from
607 on equal footing with
Chinese emperors in titulary, but rarely was the Chinese-style "
Son of Heaven" term used. In the Japanese language, the word
tennō is restricted to Japan's own monarch;
kōtei or koutei (皇帝) is used for foreign emperors. Historically,
retired emperors have kept power over a child-emperor as de facto Regent. Fairly long, a
Shōgun (formally the imperial generalissimo, but made hereditary) or
Regent wielded actual political power. In fact, through much of Japanese history, the emperor has been little more than a 'constitutional' Head of state.
After
World War II, all claims of divinity were dropped (see
Ningen-sengen). Parliamentary government has wielded the power, reducing the office of emperor again to a mere ceremonial function
[Although the Emperor of Japan is classified as constitutional Monarch among political scientists, the current constitution of Japan defines him only as a symbol of the nation and no law states his status as a political monarch (head of state) or otherwise.]. By the end of the
20th century, Japan was the only country with an emperor on the throne.
In the early
21st century, Japan succession law prevents a female from ascending to the throne. However, with the birth of a daughter as the first child of the current
Crown Prince,
Naruhito, Japan is
considering abandoning that rule. Historically, Japan has had eight reigning empresses who used the genderless title
Tennō, rather than the female consort title
kōgō (皇后) or
chūgū (中宮). There is ongoing discussion of the
Japanese Imperial succession controversy.
Although current Japanese law prohibits female succession, all Japanese emperors claim to trace their lineage to
Amaterasu, the Sun Goddess of the
Shintō religion.
Korea
Some early
dynasties of
Korea, often considered to be legendary, used the title
tanje (檀帝:
tan meaning "
birch",
je meaning "emperor"). The rulers of
Goguryeo used the title of
Taewang, literally translated as the
Greatest of the Kings but often corrupted to signify
emperor. The
Balhae (669–926), which ruled parts of northern Korea and Manchuria, used
hwangje (Chinese
huangdi, see above).
Rulers of the
Goryeo kingdom (from
Gwangjong onward) took the title of emperor as a means of enhancing the prestige of the monarchy. The title was relinquished in the
13th century, however, after the agreement of peace with the
Mongols, when the Korean rulers were pressured into use the title of Kings and, as such, tributary ally of Kublai Khan's China-based Mongol
Yuan Dynasty (1276 - 1368). The full style of the ruler (
27 March 1393 -
7 January 1895, Joseon Dynasty was:
Jusang Jeonha "His Majesty",
Joseon Guk-wang, "King of the Realm of Joseon".
Following the Chinese defeat by Japan in 1895, Korea declared its total independence from China (see
Treaty of Shimonoseki) and King
Gojong took the title of
Daehan Hwangje, translated as 'Emperor of the Great
Han'.
Yeonho=Nyonho (年號,
era names, a very strong indication of sovereignty vis-à-vis imperial China), were adopted on
1 January 1896. The full style of the ruler (
7 January 1895 -
12 October 1897) was :
Taegunju P'yeha ("His Majesty the Great Monarch"),
Joseon Guk-wang "King of the Choseon State";
In the Great Han Empire, since
12 October 1897, the full imperial style was
Daehan Hwangje ("Emperor of Korean Empire").
On
17 November 1905, the empire was declared a Japanese
protectorate (effective
21 December 1905) until it came to an end with the
Japanese annexation on
29 August 1910, which lasted until
15 August 1945.
Vietnam
Although the Vietnamese rulers acknowledged the supremacy of China, and were known to the Chinese emperors as simply King of
Annam, domestically they took on a full Chinese-style imperial regalia in
1806, and are usually referred to as emperors in English.
Axis-occupied Vietnam was declared an empire by the Japanese in March
1945. The line of emperors came to an end with
Bao Dai, who was deposed after the war, although he later served as head of state of
South Vietnam from
1949 to
1955.
Persian and Islamic traditions
As the Arabic title
Caliph is primordially that of the religious leader of (in principle, at least within one creed, universal) Islam, it is generally not rendered as emperor. However, given the true paramountcy of their (semi-hereditary) position, politically as well, and the might of their vast empire, the early Caliphs were no less imperial then most non-European Monarchs included on his page, but soon fell under the de facto domination of Viziers and generals.
Iran
In
Persia (or
Iran), from the time of the
Cyrus the Great, Persian rulers used the title "
King of Kings",
Shahanshah in modern Iranian, since the Persians founded one of the earliest and largest empires of the Ancient world, extending from India to Greece and Libya.
Alexander the Great probably crowned himself shahanshah after conquering Persia, and so its Greek rendering basileus toon basiloon started the hellenstic tradition.
The last
Shahanshah abdicated in
1979, when Iran became an Islamic republic. In other languags, including English, the
Shahanshah title was usually translated as King of Kings or, for short, "King" for ancient rulers of the
Achaemenid,
Arsacid, and
Sassanid dynasties, and often shortened to "Shah" for rulers since the
Safavid dynasty in the 16th century. Only since the Napoleonic era (after settling equality between the Ottoman Sultan and the Catholic Emperors), the translation Emperor become common
Ottoman Emperors
Ottoman rulers held the title
Padishah, equivalent to the Persian Shahanshah. The Ottomans frequently adopted styles from conquered people, presenting themselves as successors in law, such as
Hakan (after the Mongolion Great Khan), and lofty styles such as Sultan of Sultans. After conquering the last vestige of the
Byzantine Empire in
1453,
Mehmed II also took the title of Roman emperor.
Although in English the Ottoman rulers are generally known as
(Great) Sultan, their full style included a long lists of titles carried by the Ottoman sultans until the monarchy was abolished in
1922.
Indian subcontinent
=Pre-Mughal
=The
Sanskrit word for
emperor is
Samrāṭ (word stem:
samrāj). This word has been used as an epithet of various Vedic deities, like
Varuna, and has been attested in the Holy
Rig Veda, possibly the oldest compiled book among the
Indo-Europeans.
Typically, in the later Vedic age, a Hindu king (
(Maha)rajah) was only called
Samrāṭ after performing the Vedic
Rājasūya sacrifice, enabling him by religious tradition to claim superiority over the other kings and princes. Another word for emperor is
sārvabhaumā. The title of Samrāṭ has been used by many rulers of the Indian subcontinent as claimed by the Hindu mythologies. In proper history, most historians call
Chandragupta Maurya the first
samrāṭ (emperor) of the Indian subcontinent, because of the huge empire he ruled. The most famous Hindu emperor was his grandson
Ashoka the Great. Other dynasties that are considered imperial by the historians are the
Kushanas, the
Guptas and the
Vardhanas. The followers of
Hindutva regard
Prithviraj Chauhan (12th century AD) as the last Hindu emperor of India.
=Mughal & Sur dynasties of Hind (Hindustan)
=After India was invaded by the Mongol Khans and Turkic Muslims, the rulers of their major states on the subcontinent were titled
Sultan, which may not be translated as emperor (except for the Ottoman 'Great Sultan', but he is actually styled, amongst other titles,
Sultan of Sultans, proving there is a rank above Sultan, while an emperor has no superior). In this manner, the only empress-regnant ever to have actually sat on the throne of
Delhi was
Razia Sultan. Some other
Indian (Hindu) monarchs held the rare title
Maharajadhiraja ('Great King of Kings') but because it was awarded to their political vassals by the
Mughals and the British, it is usually not considered imperial.
The
Mughal Emperors (
1526–
1857, shortly interrupted by the
Suri dynasty, 1540-1555), originally yet another Muslim dynasty in (actually often in alternative capitals near)
Delhi, finally united nearly all the subcontinent (soon to start falling apart again) and called it
Hind, i.e. greater
Hindustan, referring to their mainly Hindu subjects and vassals. They adopted the Muslim title
Badshah (a corruption of
padishah, an imperial style used by the Persian and Ottoman emperors; they followed Muslim Persian examples in many things, as reflected by the adoption, of many Persian words, modified of not, sometimes even in hybrid mixes with Hindi).
The throne of India (rendering Hind) became vacant after
Bahadur Shah Zafar was unseated by the British, whence a title of Emperor/Empress in chief of India could later be assumed by the British Monarch, then
Queen Victoria, as successor to the (now colonial) position of
Paramount ruler.
For the episode from
1877 to
1947 when British Emperors ruled colonial India as the pearl in the crown of the British Empire, see
above. Note that if Razia Sultan's short reign is excluded,
Queen Victoria was the only reigning
empress of India, though she never actually sat on the throne of Delhi.
=Other
=
*When
Tipu Sultan, the ruler of
Mysore (usurped by his father), in an alliance with France, built from the -previously Hindu-
Kingdom of Mysore a Muslim empire in southern India which he called
Khudadad, he assumed the title
Padshah bahadur, meaning a novel imperial rank above the Mughal
Padshah of Hind(ustan) whose suzerainty he shed. In 1799 he was defeated by British troops who restored the Mughal's (or rather:
British) vassals in Mysore and other conquered states.
*In the valley of
Swat (in modern
Pakistan), Miangul Golshahzada Abdul Wadud, in fact a petty ruler, pompously titled himself
badshah in
1918. In
1926, he was granted recognition of authority over Swat by the British in return for taking the lesser title of
wali.
Afghanistan
Ahmed Shah Duranni founded the
Durrani Empire in
1747 with the title
Padshah. The
Sadozai were overthrown in
1823 but there was a brief restoration by
Shoja Shah in
1839. The title went dormant after his assassination in
1842 until
1926 when
Amanullah Khan resurrected it and was finally laid to rest with the abdication of
Mohammed Zahir Shah in
1973 following a coup.
Afghan
padshah is normally translated into English as King.
Lists of emperors
Emperors of traditional empires
Ancient empires
*
Persian Empire (
559 BC–
330 BC) - see
List of kings of Persia*
Empire of Alexander the Great (
334 BC–
281 BC)
*
Mauryan Empire (
321 BC–
185 BC) - see
Mauryan dynasty*
China (Empire
221 BC–
1911) - see
Emperor of China and
Table of Chinese monarchs*
Roman Empire (
27 BC–
476) - see
List of Roman EmperorsMiddle Ages
=Western and Byzantine traditions
=
*
Byzantine Empire (
395–
1453) - see
List of Byzantine Emperors - and its rival & split-offs,
**
Latin Empire of Constantinople (1204–1261, with the title of (Latin) "Emperor of Constantinople" continuing to 1383)
**
Empire of Nicaea (1204–1261) - "Byzantine Empire" in exile during the rule of the "Latin Empire" over Constantinople.
**
Empire of Trebizond (1204–1461) - Another split of the "Byzantine Empire"
**
Despotate of Epirus (1204–1359) - Despot
Theodore Doukas emperor 1227–1230
*
Holy Roman Empire (
800 and
962–
1806) - see
List of Holy Roman Emperors*
Bulgaria (Empire
913–
1422) - see
List of Bulgarian monarchs*
Serbia (Empire
1345–
1371) - see
List of Serbian monarchs*
Muscovy (Empire
1480–
1721) - continued in
Imperial Russia from 1721 (see below)
=Other
=
*The first ruler of
Vietnam to take the title of Emperor (Hoang De) was the founder of the Dinh Dynasty, Dinh Bo Linh, in the year AD
966 - see
List of Vietnamese dynasties*
Japan (monarchs known as tenno from7th century CE) - see
Emperor of Japan and
List of Emperors of Japan*
Ottoman Empire (
1299–
1922) - see
Ottoman dynasty*
Ethiopia (Empire
1270–
1975) - see
Emperor of Ethiopia and
List of Emperors of Ethiopia*
Aztec Empire (
1375–
1521) - see
Hueyi Tlatoani*
Inca Empire (
1438–
1533) - see
Sapa Inca*
Mongol Empire (
1206–
1634) - see
List of Mongol Khans*
Persian Empire (
Iran) (
1501–
1979) - see
List of kings of Persia*
Mughal Empire (
1526–
1857) - see
List of Mughal emperorsNewer empires
*
Austrian Empire,
1804–
1867 and the
Austro-Hungarian Empire,
1867–
1918 (both under the
Habsburgs)
*
British Empire de jure 1877 -
1947**
India (under the
British Raj with British Monarch as
Emperor of India,
1876–
1947)
*
Empire of Brazil (
Peter I,
1822–
1831 and
Peter II,
1831–
1889)
*
France:
**
First French Empire (
Napoleon I,
1804–
1814,
1815)
**
Second French Empire (
Napoleon III,
1852–
1870)
*
German Empire (under the
Hohenzollerns,
1871–
1918)
*
Russian Empire (under the
Romanovs,
1721–
1917)
*
Korean Empire (
Gojong,
1897–
1907 and
Sunjong,
1907–
1910)
Emperors of short-lived 'empires'
*
Emperor Jacques I of the
Empire of Haiti (
1804–
1806)
*
Emperor Augustin of the first
Mexican Empire (
1822–
1823)
*
Emperor Faustin I of the
Empire of Haiti (
1847–
1859)
*
Emperor Maximilian of the second
Mexican Empire (
1864–
1867)
*
Emperor Sylvain I of the
Empire of Haiti (
1868–
1870, not confirmed [
1])
*
Emperor Hongxian of China (
1915–
1916)
*
Emperor Bokassa I of the
Central African Empire (
1976–
1979)
Self-proclaimed 'emperors'
See also Self-proclaimed monarchy and micronationThese characters are historical fiction in terms of political power, but their claims concern real territory in their lifetime, not in fictional time and space
*
Emperor Norton I of the
United States (
1859–
1880)
Fictional emperors
see Category of fictional emperors and empressesNotes
Trivia
The last year when there was more than one emperor on the throne was
1979 with three:
Japan,
Iran, and the
Central African Empire. The latter two were overthrown that same year.
External links
*
Ian Mladjov's site at University of Michigan:
**
Monarchs (chronology and geneaology)**
Monarchs (more genealogy)See also
*
Augustus (honorific)*
Auctoritas*
Basileus*
Caesar (title),
Tsar*
Great Khan*
Great King*
High king*
Imperator*
King of Kings *
Padishah*
Paramount ruler *
Royal and noble ranks*
Shahanshah